Register for Event

A seminar and discussion featuring: 

Richard Williams, Director at Innovatively Digital Limited, (former CIO of Mitsui Sumitomo Insurance Group)

Mark Compton, Partner, Mayer Brown International LLP

Product and market experts from Alfresco and Synapps

The Senior Managers and Certification Regime (SM&CR) and Senior Insurance Managers Regime (SIMR) have been extended to cover all banking, insurance and other Financial Services organisations. All existing key management staff are expected to be certified by early 2017. Both SM&CR and SIMR require ongoing commitment to maintain annual certifications, and to support staff in complying with the regulators’ issued Rules of Conduct.

Looking outwards, both EU Data Protection Regulation (GDPR) and Payments Services Directive (PSD2), are regulations that are having a direct impact on how customer information is shared and protected, and will need to be implemented with similar rigour.

As regulatory compliance continues to impact Financial Services Organisations, we examine some of the key practical impacts of regulation, and will demonstrate how some of the Information and Process management tools help manage its ongoing implementation with consistency, minimal operational disruption and reduced costs.

Some of the key areas discussed are:

  • Determining the relevant managers & roles affected by the regulation
  • Maintaining information security and auditability
  • Training, initial certification, annual re-certifications
  • Detecting & managing regulatory breaches
  • Responding to regulator requests and annual reporting

 

Venue:

Mayer Brown, LLP,
201 Bishopsgate
London EC2M 3AF
Directions

Agenda

13:30 Registration
14:00

George Parapadakis, Strategic Solutions, Alfresco
Three key steps to Compliance - How to accelerate the journey to meeting compliance obligations and the role Content and Process technologies can play

14:20

Richard Williams, Director at Innovatively Digital Limited
If not now, then when? Why the adoption of new regulation is a great time to re-consider technology’s role in your organisation

15:10 Coffee Break
15:20

Mark Compton, Partner, Mayer Brown International LLP
Mark Compton will give an overview of the Senior Managers' and Certification Regime and the issues it raises for firms seeking to implement its requirements

16:00 Mark Winstone, CEO & Founder SynApps Solutions and Doug Baker, Senior Solutions Engineer, Alfresco
Regulatory solution accelerators. A demonstration of some of the technical capabilities that can accelerate and secure the compliance journey
16:30 Q&A Panel discussion
16:50 Wrap up
17:00 Cocktails and Networking Sponsored by SynApps
18:00 End

 

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